DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
R•••••• J• W•••••••
Feed of 09/15/2026
Also filed as R••• J••• W••••••••• J••• W•••••••
At current firm
15 y
since Feb 4, 2011
In the industry
23 y
since Jun 4, 2003 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Feb 4, 2011 · New York, Ny
- P•••• S••••••••• L•• no RAUMFeb 9, 2010 to Jan 7, 2011 · Marlton, Nj
- E•••••••• A•••••••• L•• national BDJun 6, 2003 to Oct 9, 2009 · Wall, Nj
Moves
a registration end followed by a registration begin elsewhere
- P•••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jan 7, 2011, registered Feb 4, 2011 (28 days) · Other
- E•••••••• A•••••••• L•• to P•••• S••••••••• L••left Oct 9, 2009, registered Feb 9, 2010 (123 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address