DFX Intelligence
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Registered advisor
K•••••• Y••••• S••••
Feed of 09/15/2026
At current firm
7 y
since Sep 9, 2019
In the industry
22 y
since Nov 15, 2003 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••••• A•••••••• L•• national BD currentsince Sep 9, 2019 · Concord, Nc
- C••••• A•••••• N••••••• L•• formerFeb 2, 2006 to Dec 15, 2008 · Sewickley, Pa
Moves
a registration end followed by a registration begin elsewhere
- C••••• A•••••• N••••••• L•• to E•••••••• A•••••••• L••left Dec 15, 2008, registered Sep 9, 2019 (3920 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address