DFX Intelligence
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Registered advisor
K•••• C•••••• B••••
Feed of 09/14/2026
At current firm
12 y
since Jan 2, 2014
In the industry
23 y
since Jul 2, 2003 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jan 2, 2014 · Pullman, Wa
- W•••••• • R••• formerAug 18, 2003 to Dec 8, 2003 · Pullman, Wa
Moves
a registration end followed by a registration begin elsewhere
- W•••••• • R••• to L•• F•••••••• L••left Dec 8, 2003, registered Jan 2, 2014 (3678 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address