DFX Intelligence
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Registered advisor
G••••• J••• N••••••
Feed of 09/14/2026
At current firm
3 y
since Jun 29, 2023
In the industry
23 y
since Jun 2, 2003 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jun 29, 2023 · Hauppauge, Ny
- O•••• W•••••• I••• BD affiliatedJan 19, 2017 to Nov 17, 2022 · Scottsdale, Az
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to C••••• I••••••••• A••••••• L••left Nov 17, 2022, registered Jun 29, 2023 (224 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedNov 17, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address