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Registered advisor

S••••••••• C•••

C•••••• S••••• • C••• I•••national BDSan Ramon, Cadual registrantIAPD 4663136
Feed of 09/14/2026
Also filed as S••••• C••••••••• C••••••••• C••• C•••
At current firm
13 y
since Jan 9, 2013
In the industry
23 y
since Jun 17, 2003 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
  • W••• H•••••••• • C••• L•• unclassified
    Jan 19, 2010 to Jul 29, 2010 · Berwyn, Pa
  • M••••••• P•••••• A•••• M••••••••• L•• unclassified
    Mar 13, 2008 to Sep 14, 2010 · Sausalito, Ca
  • W•••• P•••••• I••••••••• A••••••• S••••••• unclassified
    Nov 6, 2006 to Dec 31, 2007 · San Francisco, Ca
Moves
a registration end followed by a registration begin elsewhere
  • M••••••• P•••••• A•••• M••••••••• L•• to C•••••• S••••• • C••• I•••
    left Sep 14, 2010, registered Jan 9, 2013 (848 days) · Other
  • W••• H•••••••• • C••• L•• to C•••••• S••••• • C••• I•••
    left Jul 29, 2010, registered Jan 9, 2013 (895 days) · Other
  • W•••• P•••••• I••••••••• A••••••• S••••••• to M••••••• P•••••• A•••• M••••••••• L••
    left Dec 31, 2007, registered Mar 13, 2008 (73 days) · Other
Signals
No dated event on this person.
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
National broker-dealer RIAderived
Years in industry
23derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address