DFX Intelligence
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Registered advisor
H•••• Y•••••• F••••••••
Feed of 09/14/2026
Also filed as H•••• Y•••••• F••••••••• Y• F••••••••• Y• P••••••••• F••••••••• Y• F•••••••••
At current firm
3 y
since Oct 3, 2022
In the industry
22 y
since Feb 16, 2004 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Oct 3, 2022 · Bergenfield, Nj
- C•••••••• G••••• M•••••• I••• BD affiliatedJun 17, 2020 to Sep 10, 2022 · New City, Ny
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• G••••• M•••••• I••• to C•••••• S••••• • C••• I•••left Sep 10, 2022, registered Oct 3, 2022 (23 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedSep 10, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address