DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
D•••• B• G•••
C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedTraverse City, Midual registrantIAPD 4680013
Feed of 09/14/2026
Also filed as D••• B• G•••
At current firm
9 y
since May 8, 2017
In the industry
36 y
since Oct 1, 1989 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince May 8, 2017 · Traverse City, Mi
- M•• I•••••••• S•••••••• L•• BD affiliatedJul 2, 2013 to May 9, 2017 · Southfield, Mi
- M•• I•••••••• S•••••••• L•• BD affiliatedApr 15, 2010 to Jun 5, 2013 · East Lansing, Mi
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left May 9, 2017, registered May 8, 2017 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address