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Registered advisor
M••• F•••••• R•••••••
Feed of 09/14/2026
Also filed as M••• F•••••• B••••
At current firm
15 y
since Jan 4, 2011
In the industry
22 y
since Dec 19, 2003 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- N••••••••• M••••• I••••••••• S••••••••• no RAUM currentsince Jan 4, 2011 · Memphis, Tn
- A••••••••• F•••••••• S•••••••• L•• national BDDec 20, 2003 to Mar 26, 2007 · Little Rock, Ar
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••left Mar 26, 2007, registered Jan 4, 2011 (1380 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address