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Registered advisor

A••••• D•••• L•••

T••••••••• F•••••••• A•••••••• L••BD affiliatedOregon City, Or dual registrantIAPD 4691226
Feed of 09/14/2026
At current firm
14 y
since Jan 6, 2012
In the industry
22 y
since Oct 9, 2003 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
5
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
  • I••••••••• A••••••• I••••••••• I••• unclassified
    Jan 22, 2007 to Jan 6, 2012 · Portland, Or
  • W•••• F•••• I••••••••• L•• unclassified
    Oct 10, 2003 to Apr 26, 2004 · Portland, Or
Moves
a registration end followed by a registration begin elsewhere
  • I••••••••• A••••••• I••••••••• I••• to T••••••••• F•••••••• A•••••••• L••
    left Jan 6, 2012, registered Jan 6, 2012 (0 days) · corporate re-registration, not a move
  • W•••• F•••• I••••••••• L•• to I••••••••• A••••••• I••••••••• I•••
    left Apr 26, 2004, registered Jan 22, 2007 (1001 days) · Other
Signals
No dated event on this person.
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
Broker-dealer affiliated wealth managerderived
Years in industry
22derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address