DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
D•••••• E••••• T•••••
Certified Financial Planner · Personal Financial Specialist
Feed of 09/14/2026
At current firm
21 y
since Jan 13, 2005
In the industry
23 y
since Sep 5, 2003 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• W••••• M••••••••• L•• independent RIA currentsince Jan 13, 2005 · Torrance, Ca
- L•• F•••••••• L•• BD affiliatedSep 8, 2003 to May 4, 2004 · Torrance, Ca
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to T••••• W••••• M••••••••• L••left May 4, 2004, registered Jan 13, 2005 (254 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address