DFX Intelligence
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Registered advisor
A•••• K••••••
Feed of 09/15/2026
Also filed as A•••• K••••••
At current firm
0 y
since Dec 15, 2025
In the industry
22 y
since Apr 1, 2004 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U••• B•••••• A•••••••• L•• BD affiliated currentsince Dec 15, 2025 · Gresham, Or
- U••• B•••••• I••••••••• I••• formerOct 18, 2010 to Feb 13, 2026 · Portland, Or
- L•• F•••••••• L•• BD affiliatedDec 13, 2005 to Sep 27, 2010 · Chico, Ca
- M••••• S•••••• D• I••• unclassifiedApr 28, 2004 to Sep 28, 2005 · Pleasanton, Ca
Moves
a registration end followed by a registration begin elsewhere
- U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••left Feb 13, 2026, registered Dec 15, 2025 (-60 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to U••• B•••••• I••••••••• I•••left Sep 27, 2010, registered Oct 18, 2010 (21 days) · Other
- M••••• S•••••• D• I••• to L•• F•••••••• L••left Sep 28, 2005, registered Dec 13, 2005 (76 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address