DFX Intelligence
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Registered advisor
B•••• M•••••• R••
Feed of 09/14/2026
At current firm
4 y
since May 31, 2022
In the industry
22 y
since Oct 14, 2003 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince May 31, 2022 · Boston, Ma
- O•••• W•••••• I••• BD affiliatedNov 2, 2018 to Jun 3, 2022 · Andover, Ma
- S••••••• I••••••••• I••• formerJan 25, 2006 to Nov 2, 2018 · Franklin, Ma
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jun 3, 2022, registered May 31, 2022 (-3 days) · Affiliated broker-dealer or bank to wirehouse
- S••••••• I••••••••• I••• to O•••• W•••••• I•••left Nov 2, 2018, registered Nov 2, 2018 (0 days) · corporate re-registration, not a move
Signals
- ••• LockedJun 3, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address