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Registered advisor
R•••• M•••• J••••••
Feed of 09/14/2026
Also filed as R•••• M•••• M••••••••• M•••• M••••••••• M•••• J••••••
At current firm
3 y
since Nov 28, 2022
In the industry
23 y
since Sep 1, 2003 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Nov 28, 2022 · Omaha, Ne
- C•••••• S••••• • C••• I••• national BDMar 13, 2020 to Apr 13, 2021 · Omaha, Ne
- R•••••• J•••• • A••••••••• I••• national BDApr 26, 2017 to Apr 9, 2018 · Omaha, Ne
- T• A••••••••• I••••••••• M••••••••• L•• formerNov 25, 2009 to Apr 25, 2017 · Omaha, Ne
- T• A••••••••• I••• formerNov 25, 2009 to Apr 25, 2017 · Omaha, Ne
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to C•••••• S••••• • C••• I•••left Apr 9, 2018, registered Mar 13, 2020 (704 days) · Affiliated broker-dealer or bank to another
- T• A••••••••• I••••••••• M••••••••• L•• to R•••••• J•••• • A••••••••• I•••left Apr 25, 2017, registered Apr 26, 2017 (1 day) · Other
- T• A••••••••• I••• to R•••••• J•••• • A••••••••• I•••left Apr 25, 2017, registered Apr 26, 2017 (1 day) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address