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Registered advisor
C••••• L••• M••••
Feed of 09/15/2026
Also filed as C••••• L••• W••••••••• L••• M••••••••• L••• M•••••
At current firm
19 y
since Oct 13, 2006
In the industry
22 y
since Dec 31, 2003 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O••••••••• • C•• I••• BD affiliated currentsince Oct 13, 2006 · St. Louis, Mo
- C•••••••• G••••• M•••••• I••• BD affiliatedJan 31, 2005 to Sep 28, 2005 · Huntington, Wv
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• G••••• M•••••• I••• to O••••••••• • C•• I•••left Sep 28, 2005, registered Oct 13, 2006 (380 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address