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Registered advisor
C••••••••• S•••• E•••••
Feed of 09/15/2026
Also filed as C••••••••• S• E••••••••• E••••••••• E•••••
At current firm
21 y
since Aug 3, 2005
In the industry
22 y
since Jan 8, 2004 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Aug 3, 2005 · Chapel Hill, Nc
- R•••••• J•••• • A••••••••• I••• national BDMay 3, 2004 to Aug 8, 2005 · Sarasota, Fl
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to C•••••• S••••• • C••• I•••left Aug 8, 2005, registered Aug 3, 2005 (-5 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address