DFX Intelligence
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Registered advisor
M••••• L•• S••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as M••• L• S••••
At current firm
15 y
since Aug 9, 2011
In the industry
27 y
since Feb 1, 1999 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Aug 9, 2011 · Winston Salem, Nc
- S••••••••• A•••••• A•••••••• I••• formerJan 22, 2004 to Aug 10, 2011 · Winston-Salem, Nc
Moves
a registration end followed by a registration begin elsewhere
- S••••••••• A•••••• A•••••••• I••• to L•• F•••••••• L••left Aug 10, 2011, registered Aug 9, 2011 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address