DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
J••• T• V••••••••
Feed of 09/14/2026
At current firm
2 y
since May 16, 2024
In the industry
22 y
since Dec 17, 2003 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••• S••••••••• I••• BD affiliated currentsince May 16, 2024 · Westwood, Ma
- C••••••• S••••••••• I••• BD affiliatedAug 13, 2009 to Dec 1, 2023 · Brighton, Ma
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedJul 17, 2006 to Aug 25, 2009 · Malden, Ma
Moves
a registration end followed by a registration begin elsewhere
- B••• O• A•••••• I••••••••• S•••••••• I••• to C••••••• S••••••••• I•••left Aug 25, 2009, registered Aug 13, 2009 (-12 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address