DFX Intelligence
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R•••••• A••••• N•••••
As of · the IAPD feed; also filed as R•••••• N••••••••• N•••••
- At current firm
- 5 y
- In the industry
- 38 y
- Prior registered firms
- 1
- Signals
- 0
since Apr 15, 2021
As of · the IAPD feed; also filed as R•••••• N••••••••• N•••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Registration history
IAPD current and previous registrations
- L••• W••••• M••••••••• L•• independent RIA currentsince Apr 15, 2021 · New York, Ny
- H••• C•••••• L•• unclassifiedFeb 20, 2004 to Nov 9, 2004 · Rowayton, Ct
Moves
a registration end followed by a registration begin elsewhere
- H••• C•••••• L•• to L••• W••••• M••••••••• L••left Nov 9, 2004, registered Apr 15, 2021 (6001 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address