DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
P••• D•••••• K•••
Feed of 09/14/2026
Also filed as P••• K•••••••• D•••••• K•••
At current firm
12 y
since Oct 16, 2013
In the industry
22 y
since Mar 10, 2004 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- N••••••••• M••••• I••••••••• S••••••••• no RAUM currentsince Oct 16, 2013 · Atlanta, Ga
- P••• C•••••• G••••• I••• state registeredJan 14, 2013 to Aug 23, 2013 · Torrance, Ca
- L•• F•••••••• L•• BD affiliatedDec 14, 2010 to Sep 17, 2013 · Cerritos, Ca
- N••••••••• M••••• I••••••••• S••••••••• no RAUMJan 2, 2008 to Dec 15, 2010 · Cerritos, Ca
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••left Sep 17, 2013, registered Oct 16, 2013 (29 days) · Other
- P••• C•••••• G••••• I••• to N••••••••• M••••• I••••••••• S•••••••••left Aug 23, 2013, registered Oct 16, 2013 (54 days) · Other
- N••••••••• M••••• I••••••••• S••••••••• to L•• F•••••••• L••left Dec 15, 2010, registered Dec 14, 2010 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address