DFX Intelligence
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Registered advisor
G•••••• P•••••• T•••••
Feed of 09/15/2026
At current firm
5 y
since Jun 7, 2021
In the industry
22 y
since Jan 1, 2004 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- K••••• A••••••• S•••••••• L•• BD affiliated currentsince Jun 7, 2021 · Toms River, Nj
- A••••••••• F•••••••• S•••••••• L•• national BDJun 18, 2004 to Sep 19, 2012 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to K••••• A••••••• S•••••••• L••left Sep 19, 2012, registered Jun 7, 2021 (3183 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address