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Registered advisor
O•••••• F•••• M•••••
Feed of 09/15/2026
Also filed as O•• M••••••••• F•••• M••••••••• F•••• M•••••
At current firm
7 y
since Dec 24, 2018
In the industry
22 y
since Apr 9, 2004 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince Dec 24, 2018 · Orange, Ca
- P•••• S••••••••• L•• no RAUMSep 12, 2018 to Nov 29, 2018 · Irvine, Ca
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2017 to May 8, 2018 · Orange, Ca
- M•• F•••••••• S•••••••• I••• formerApr 18, 2016 to Mar 25, 2017 · Orange, Ca
Moves
a registration end followed by a registration begin elsewhere
- P•••• S••••••••• L•• to R•••••• J•••• • A••••••••• I•••left Nov 29, 2018, registered Dec 24, 2018 (25 days) · Affiliated broker-dealer or bank to another
- M•• I•••••••• S•••••••• L•• to P•••• S••••••••• L••left May 8, 2018, registered Sep 12, 2018 (127 days) · Affiliated broker-dealer or bank to another
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address