DFX Intelligence
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Registered advisor
B•••• D• M••••
Personal Financial Specialist
Feed of 09/14/2026
At current firm
1 y
since Sep 5, 2025
In the industry
22 y
since Jul 23, 2004 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Sep 5, 2025 · Alpharett, Ga
- A•••••• A••••••• S••••••• formerAug 26, 2009 to Sep 5, 2025 · Alpharett, Ga
- M•• I•••••••• S•••••••• L•• BD affiliatedNov 8, 2004 to Jun 24, 2005 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
- M•• I•••••••• S•••••••• L•• to A•••••• A••••••• S•••••••left Jun 24, 2005, registered Aug 26, 2009 (1524 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address