DFX Intelligence
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K••• L• G•••••
As of · the IAPD feed; also filed as K••• L•••• W••••••
- In the industry
- 22 y
- Prior registered firms
- 1
- Signals
- 0
As of · the IAPD feed; also filed as K••• L•••• W••••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Registration history
IAPD current and previous registrations
- L•• E••••••••• L•• BD affiliated currentsince Mar 6, 2026 · Tampa, Fl
- C•••••• S••••• • C••• I••• national BDJan 4, 2010 to Jul 13, 2012 · New York City, Ny
Moves
a registration end followed by a registration begin elsewhere
- C•••••• S••••• • C••• I••• to L•• E••••••••• L••left Jul 13, 2012, registered Mar 6, 2026 (4984 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address