DFX Intelligence
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Registered advisor
A•••••• J•••••• R••••••
Certified Financial Planner
Feed of 09/15/2026
At current firm
7 y
since Jul 18, 2019
In the industry
20 y
since Feb 22, 2006 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- K••••• A••••••• S•••••••• L•• BD affiliated currentsince Jul 18, 2019 · Chevy Chase, Md
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 22, 2006 to Mar 19, 2008 · Savannah, Ga
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to K••••• A••••••• S•••••••• L••left Mar 19, 2008, registered Jul 18, 2019 (4138 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address