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B•••• T••• K••••
Registered advisorat C•••••••• I••••••••• R••••••• A•••••••• I•••Dual registrant· Kalona, IaIAPD 4773657
As of · the IAPD feed
- At current firm
- 19 y
- In the industry
- 30 y
- Prior registered firms
- 1
- Signals
- 0
since Jan 3, 2007
As of · the IAPD feed
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jan 3, 2007 · Kalona, Ia
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedFeb 7, 2006 to Dec 31, 2006 · Cedar Rapids, Ia
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Dec 31, 2006, registered Jan 3, 2007 (3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address