DFX Intelligence
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Registered advisor
C•••••••• M•••• K•••
Feed of 09/15/2026
Also filed as C•••••••• S••••••
At current firm
0 y
since Dec 5, 2025
In the industry
22 y
since Jun 4, 2004 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- N••••••••• M••••• I••••••••• S••••••••• no RAUM currentsince Dec 5, 2025 · Franklin, Wi
- N••••••••• M••••• I••••••••• S••••••••• no RAUMJul 8, 2015 to Aug 26, 2022 · Grand Rapids, Mi
Moves
a registration end followed by a registration begin elsewhere
No firm change on the tape.
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address