DFX Intelligence
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Registered advisor
J•••• A•••••••••
Feed of 09/14/2026
Also filed as J••• A•••••••• A•••••••••
At current firm
1 y
since Sep 15, 2025
In the industry
22 y
since Jun 26, 2004 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Sep 15, 2025 · Las Vegas, Nv
- C•••• I••••••••• S••••••• C•••• formerJan 29, 2008 to Apr 24, 2008 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- C•••• I••••••••• S••••••• C•••• to A••••••••• F•••••••• S•••••••• L••left Apr 24, 2008, registered Sep 15, 2025 (6353 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address