DFX Intelligence
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Registered advisor
D•••• C•••••••• W•••••
Feed of 09/14/2026
At current firm
6 y
since Jun 18, 2020
In the industry
17 y
since Dec 5, 2008 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince Jun 18, 2020 · St. Petersburg, Fl
- O•••• W•••••• I••• BD affiliatedNov 2, 2018 to Jun 10, 2020 · Tampa, Fl
- S••••••• I••••••••• I••• formerMay 13, 2016 to Nov 2, 2018 · St. Petersburg, Fl
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedDec 15, 2008 to May 13, 2016 · St. Petersburg, Fl
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to R•••••• J•••• • A••••••••• I•••left Jun 10, 2020, registered Jun 18, 2020 (8 days) · Affiliated broker-dealer or bank to another
- S••••••• I••••••••• I••• to O•••• W•••••• I•••left Nov 2, 2018, registered Nov 2, 2018 (0 days) · corporate re-registration, not a move
- T••••••••• F•••••••• A•••••••• L•• to S••••••• I••••••••• I•••left May 13, 2016, registered May 13, 2016 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address