DFX Intelligence
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M••••• L••••• W•••••
Certified Financial Planner
As of · the IAPD feed; also filed as M••••• D••••••••• L••••• D••••••••
- At current firm
- 11 y
- In the industry
- 22 y
- Prior registered firms
- 1
- Signals
- 2
since Nov 7, 2014
As of · the IAPD feed; also filed as M••••• D••••••••• L••••• D••••••••
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Registration history
IAPD current and previous registrations
- R••••• W• B•••• • C•• I••••••••• mixed wealth currentsince Nov 7, 2014 · Seattle, Wa
- M•••••• W••••• R••••• I••• formerMay 18, 2004 to Nov 7, 2014 · Seattle, Wa
Moves
a registration end followed by a registration begin elsewhere
- M•••••• W••••• R••••• I••• to R••••• W• B•••• • C•• I•••••••••left Nov 7, 2014, registered Nov 7, 2014 (0 days) · corporate re-registration, not a move
Signals
- ••• LockedSep 14, 2026 · New state registration · fact
- ••• LockedSep 1, 2026 · New state registration · fact
Transition signals
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address