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Registered advisor
J•••• J•••• F••
Feed of 09/14/2026
Also filed as J•••• J• F••
At current firm
18 y
since Dec 20, 2007
In the industry
21 y
since Dec 2, 2004 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Dec 20, 2007 · Seattle, Wa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 4, 2006 to Dec 12, 2007 · Seattle, Wa
- M••••• S•••••• D• I••• unclassifiedMar 3, 2005 to Apr 26, 2006 · Seattle, Wa
- A••••••••• F•••••••• S•••••••• L•• national BDDec 6, 2004 to Dec 17, 2004 · Portland, Or
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••• S••••• • C••• I•••left Dec 12, 2007, registered Dec 20, 2007 (8 days) · Wirehouse to affiliated broker-dealer or bank
- M••••• S•••••• D• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 26, 2006, registered May 4, 2006 (8 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to M••••• S•••••• D• I•••left Dec 17, 2004, registered Mar 3, 2005 (76 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address