DFX Intelligence
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Registered advisor
E•••• L••••• B•••
Feed of 09/15/2026
Also filed as E•••• S••••••••• L••••• S••••••••• B•••
At current firm
7 y
since Jun 19, 2019
In the industry
22 y
since Jun 1, 2004 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jun 19, 2019 · Renton, Wa
- F•••••••• A••••••• S•••••••• L•• formerMar 4, 2014 to Jun 20, 2019 · Kent, Wa
Moves
a registration end followed by a registration begin elsewhere
- F•••••••• A••••••• S•••••••• L•• to C••••• I••••••••• A••••••• L••left Jun 20, 2019, registered Jun 19, 2019 (-1 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address