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Registered advisor
A••••• H• L•••••••••
Feed of 09/14/2026
Also filed as A••••• H• L•••••••••
At current firm
8 y
since May 23, 2018
In the industry
21 y
since Oct 23, 2004 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince May 23, 2018 · Seattle, Wa
- U••• B•••••• I••••••••• I••• formerNov 13, 2014 to May 10, 2018 · Seattle, Wa
- R•• C•••••• M••••••• L•• national BDJul 7, 2014 to Nov 25, 2014 · Seattle, Wa
- U••• B•••••• I••••••••• I••• formerSep 6, 2007 to Jul 8, 2014 · Redmond, Wa
Moves
a registration end followed by a registration begin elsewhere
- U••• B•••••• I••••••••• I••• to U•• F•••••••• S••••••• I•••left May 10, 2018, registered May 23, 2018 (13 days) · Affiliated broker-dealer or bank to wirehouse
- R•• C•••••• M••••••• L•• to U••• B•••••• I••••••••• I•••left Nov 25, 2014, registered Nov 13, 2014 (-12 days) · Other
- U••• B•••••• I••••••••• I••• to R•• C•••••• M••••••• L••left Jul 8, 2014, registered Jul 7, 2014 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address