DFX Intelligence
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Registered advisor
R••• J••• H••••••
Feed of 09/14/2026
Also filed as R••• J• H••••••••• J••• H••••••••• H••••••
At current firm
4 y
since Jan 26, 2022
In the industry
20 y
since Feb 16, 2006 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Jan 26, 2022 · Edina, Mn
- T• A••••••••• I••••••••• M••••••••• L•• formerAug 11, 2017 to Sep 7, 2023 · Edina, Mn
- T• A••••••••• I••• formerAug 11, 2017 to Oct 14, 2022 · Edina, Mn
- A••••••••• F•••••••• S•••••••• L•• national BDJan 31, 2014 to Oct 27, 2014 · Minneapolis, Mn
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 16, 2006 to May 9, 2007 · Saint Paul, Mn
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••left Sep 7, 2023, registered Jan 26, 2022 (-589 days) · corporate re-registration, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 14, 2022, registered Aug 11, 2017 (-1890 days) · corporate re-registration, not a move
- A••••••••• F•••••••• S•••••••• L•• to T• A••••••••• I•••left Oct 27, 2014, registered Aug 11, 2017 (1019 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••••••• F•••••••• S•••••••• L••left May 9, 2007, registered Jan 31, 2014 (2459 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address