DFX Intelligence
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Registered advisor
P•••••• B•••• D•••••
Feed of 09/14/2026
Also filed as P•••••• D•••••
At current firm
3 y
since Aug 17, 2023
In the industry
21 y
since Oct 26, 2004 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Aug 17, 2023 · Seven Fields, Pa
- W•••••• • R••• formerApr 14, 2005 to Jul 22, 2013 · Pittsburgh, Pa
Moves
a registration end followed by a registration begin elsewhere
- W•••••• • R••• to L•• F•••••••• L••left Jul 22, 2013, registered Aug 17, 2023 (3678 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address