DFX Intelligence
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Registered advisor
S••• M•••••• C•••••
C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedShleby Township, Midual registrantIAPD 4856134
Certified Financial Planner
Feed of 09/14/2026
At current firm
4 y
since Mar 16, 2022
In the industry
14 y
since Oct 1, 2011 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Mar 16, 2022 · Shleby Township, Mi
- L•• F•••••••• L•• BD affiliatedMar 1, 2019 to Apr 19, 2022 · Shelby Township, Mi
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Apr 19, 2022, registered Mar 16, 2022 (-34 days) · RIA to affiliated broker-dealer or bank
Signals
- ••• LockedApr 19, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address