DFX Intelligence
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Feed of 09/15/2026
At current firm
12 y
since Dec 12, 2013
In the industry
21 y
since Jan 10, 2005 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•• BD affiliated currentsince Dec 12, 2013 · Heath, Tx
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 4, 2008 to Dec 2, 2013 · Heath, Tx
- A••••••••• F•••••••• S•••••••• L•• national BDJan 11, 2005 to Dec 3, 2007 · Richardson, Tx
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to S••left Dec 2, 2013, registered Dec 12, 2013 (10 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to M•• I•••••••• S•••••••• L••left Dec 3, 2007, registered Mar 4, 2008 (92 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address