DFX Intelligence
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Registered advisor
T••• E• H•••••••
Feed of 09/14/2026
At current firm
13 y
since Dec 6, 2012
In the industry
21 y
since Dec 31, 2004 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Dec 6, 2012 · Bingham Farms, Mi
- N••••••••• M••••• I••••••••• S••••••••• no RAUMJan 13, 2010 to Nov 30, 2012 · Troy, Mi
- J••• M••••• S••••••••• I••• unclassifiedSep 27, 2006 to Jul 2, 2008 · Grosse Pointe, Mi
- B••• O•• S••••••••• C••••••••• unclassifiedJan 4, 2005 to Sep 27, 2006 · Grosse Point, Mi
Moves
a registration end followed by a registration begin elsewhere
- N••••••••• M••••• I••••••••• S••••••••• to L•• F•••••••• L••left Nov 30, 2012, registered Dec 6, 2012 (6 days) · Other
- J••• M••••• S••••••••• I••• to N••••••••• M••••• I••••••••• S•••••••••left Jul 2, 2008, registered Jan 13, 2010 (560 days) · Other
- B••• O•• S••••••••• C••••••••• to J••• M••••• S••••••••• I•••left Sep 27, 2006, registered Sep 27, 2006 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address