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Registered advisor
D••• L•••••• S••••
Feed of 09/14/2026
Also filed as D••• L•••••• S••••
At current firm
2 y
since Jun 14, 2024
In the industry
21 y
since Jun 27, 2005 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
title, designations and roles as the firm prints them
- Title
- Founder & Managing Directorreportedkingstonwm.comfirm site, Sep 24, 2026
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Jun 14, 2024 · South Windsor, Ct
- S••••••••• A•••••• A•••••••• I••• formerJul 17, 2020 to Jun 14, 2024 · South Windsor, Ct
- I••••••••• A••••••• S••••••• I•• formerApr 12, 2011 to Jul 17, 2020 · South Windsor, Ct
- C••••••••• I••••••••• M••••••••• unclassifiedApr 12, 2007 to Dec 11, 2009 · Manchester, Ct
- N••••••••• I••••••••• I••• unclassifiedJun 29, 2005 to Apr 5, 2007 · Manchester, Ct
Moves
a registration end followed by a registration begin elsewhere
- S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
- I••••••••• A••••••• S••••••• I•• to S••••••••• A•••••• A•••••••• I•••left Jul 17, 2020, registered Jul 17, 2020 (0 days) · corporate re-registration, not a move
- C••••••••• I••••••••• M••••••••• to I••••••••• A••••••• S••••••• I••left Dec 11, 2009, registered Apr 12, 2011 (487 days) · Other
- N••••••••• I••••••••• I••• to C••••••••• I••••••••• M•••••••••left Apr 5, 2007, registered Apr 12, 2007 (7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address