DFX Intelligence
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Registered advisor
P•••••• J••••• L•••••
Feed of 09/14/2026
At current firm
16 y
since Nov 12, 2009
In the industry
21 y
since Dec 30, 2004 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Nov 12, 2009 · Hingham, Ma
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedJan 22, 2007 to Oct 23, 2009 · Hingham, Ma
- I••• S••••••••• I••• unclassifiedDec 8, 2005 to Jan 11, 2007 · Norwood, Ma
- W•••••• • R••• formerFeb 22, 2005 to Dec 16, 2005 · Waltham, Ma
Moves
a registration end followed by a registration begin elsewhere
- B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 23, 2009, registered Nov 12, 2009 (20 days) · corporate re-registration, not a move
- I••• S••••••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Jan 11, 2007, registered Jan 22, 2007 (11 days) · Other
- W•••••• • R••• to I••• S••••••••• I•••left Dec 16, 2005, registered Dec 8, 2005 (-8 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address