DFX Intelligence
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Registered advisor
K•••• M•••• M••••
Feed of 09/15/2026
Also filed as K•••• M• F••••••
At current firm
1 y
since Jan 1, 2025
In the industry
21 y
since May 20, 2005 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Jan 1, 2025 · Jacksonville, Fl
- N••••••••• M••••• I••••••••• S••••••••• no RAUMDec 19, 2006 to Feb 15, 2017 · Jacksonville, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 26, 2005 to Aug 26, 2006 · Jacksonville, Fl
Moves
a registration end followed by a registration begin elsewhere
- N••••••••• M••••• I••••••••• S••••••••• to A••••••••• F•••••••• S•••••••• L••left Feb 15, 2017, registered Jan 1, 2025 (2877 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to N••••••••• M••••• I••••••••• S•••••••••left Aug 26, 2006, registered Dec 19, 2006 (115 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address