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R••••• L••••• C••••••
As of · the IAPD feed; also filed as R••••• L••••• V••••
- At current firm
- 12 y
- In the industry
- 21 y
- Prior registered firms
- 3
- Signals
- 0
since Mar 12, 2014
As of · the IAPD feed; also filed as R••••• L••••• V••••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Mar 12, 2014 · Plantation, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDNov 15, 2010 to Mar 23, 2012 · Ft Lauderdale, Fl
- C•••• I••••••••• S••••••• C•••• formerApr 26, 2010 to Aug 2, 2010 · Sunrise, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDFeb 14, 2005 to Apr 7, 2010 · Plantation, Fl
Moves
a registration end followed by a registration begin elsewhere
- C•••• I••••••••• S••••••• C•••• to A••••••••• F•••••••• S•••••••• L••left Aug 2, 2010, registered Nov 15, 2010 (105 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to C•••• I••••••••• S••••••• C••••left Apr 7, 2010, registered Apr 26, 2010 (19 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address