DFX Intelligence
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Registered advisor
B••••••• A••• W•••••••
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as B•• W•••••••
At current firm
5 y
since Mar 26, 2021
In the industry
21 y
since Jun 7, 2005 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Mar 26, 2021 · Ponte Verda, Fl
- N••••••••• M••••• I••••••••• S••••••••• no RAUMDec 1, 2011 to Sep 14, 2016 · Hunt Valley, Md
- E•••••••• A•••••••• L•• national BDJun 10, 2005 to May 10, 2006 · Columbia, Md
Moves
a registration end followed by a registration begin elsewhere
- N••••••••• M••••• I••••••••• S••••••••• to L•• F•••••••• L••left Sep 14, 2016, registered Mar 26, 2021 (1654 days) · Other
- E•••••••• A•••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••left May 10, 2006, registered Dec 1, 2011 (2031 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address