DFX Intelligence
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Feed of 09/15/2026
At current firm
18 y
since Nov 21, 2007
In the industry
21 y
since May 13, 2005 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•• BD affiliated currentsince Nov 21, 2007 · Ann Arbor, Mi
- O•• B•••••••• S•••••••• I••• unclassifiedMay 17, 2005 to Jul 27, 2006 · Waterville, Oh
Moves
a registration end followed by a registration begin elsewhere
- O•• B•••••••• S•••••••• I••• to S••left Jul 27, 2006, registered Nov 21, 2007 (482 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address