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C••• T••••• P•••••••
Vice President/Investmentsat S•••••• N••••••• • C••••••• I•••••••••Dual registrant· Reno, Nv IAPD 4907972
As of · the IAPD feed
- At current firm
- 7 y
- In the industry
- 21 y
- Prior registered firms
- 2
- Signals
- 0
since Oct 31, 2018
As of · the IAPD feed
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
title, designations and roles as the firm prints them
- Title
- Vice President/Investmentsreportedstifel.comfirm site, Sep 24, 2026
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Oct 31, 2018 · Reno, Nv
- C•••• I••••••••• S••••••• C•••• formerJul 6, 2006 to Aug 2, 2006 · Chicago, Il
- A••••••••• F•••••••• S•••••••• L•• national BDAug 19, 2005 to Jun 23, 2006 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- C•••• I••••••••• S••••••• C•••• to S•••••• N••••••• • C••••••• I•••••••••left Aug 2, 2006, registered Oct 31, 2018 (4473 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to C•••• I••••••••• S••••••• C••••left Jun 23, 2006, registered Jul 6, 2006 (13 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address