DFX Intelligence
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Registered advisor
S•••• W••••• C•••••••••
Feed of 09/14/2026
At current firm
0 y
since Jan 1, 2026
In the industry
21 y
since Apr 19, 2005 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jan 1, 2026 · Spring Hill, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDApr 21, 2005 to Aug 13, 2024 · Tampa, Fl
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left Aug 13, 2024, registered Jan 1, 2026 (506 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedAug 13, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address