DFX Intelligence
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M•••••• P•••• I•••••
Certified Financial Planner
As of · the IAPD feed; also filed as M•••••• I•••••
- At current firm
- 7 y
- In the industry
- 21 y
- Prior registered firms
- 2
- Signals
- 0
since Jan 2, 2019
As of · the IAPD feed; also filed as M•••••• I•••••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Jan 2, 2019 · Southampton, Ny
- T• A••••••••• I••••••••• M••••••••• L•• formerMar 20, 2007 to Aug 24, 2012 · Port Washington, Ny
- T• A••••••••• I••• formerMar 20, 2007 to Aug 24, 2012 · Port Washington, Ny
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••left Aug 24, 2012, registered Jan 2, 2019 (2322 days) · Other
- T• A••••••••• I••• to C•••••• S••••• • C••• I•••left Aug 24, 2012, registered Jan 2, 2019 (2322 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address