DFX Intelligence
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A•••• C•••••••• M••••••••
Certified Financial Planner
As of · the IAPD feed
- At current firm
- 14 y
- In the industry
- 21 y
- Prior registered firms
- 1
- Signals
- 0
since May 24, 2012
As of · the IAPD feed
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Registration history
IAPD current and previous registrations
- F•••••• F•••••••• A•••••••• L•• independent RIA currentsince May 24, 2012 · Fairport, Ny
- F•••••• F•••••••• A•••••••• L•• independent RIAJun 3, 2005 to Dec 31, 2011 · Lexington, Ma
Moves
a registration end followed by a registration begin elsewhere
No firm change on the tape.
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address