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Registered advisor
J•••• H••••• V••••••••
Feed of 09/14/2026
Also filed as J•••• H••••• V••••••••
At current firm
6 y
since Sep 27, 2019
In the industry
21 y
since Jun 10, 2005 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Sep 27, 2019 · Staten Island, Ny
- A••••••••• F•••••••• S•••••••• L•• national BDJun 8, 2011 to Sep 26, 2019 · Staten Island, Ny
- C•••• I••••••••• S••••••• C•••• formerFeb 12, 2008 to Jun 8, 2011 · Staten Island, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 2, 2007 to Feb 6, 2008 · Short Hills, Nj
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left Sep 26, 2019, registered Sep 27, 2019 (1 day) · Affiliated broker-dealer or bank to another · moved with a team
- C•••• I••••••••• S••••••• C•••• to A••••••••• F•••••••• S•••••••• L••left Jun 8, 2011, registered Jun 8, 2011 (0 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••• I••••••••• S••••••• C••••left Feb 6, 2008, registered Feb 12, 2008 (6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address