DFX Intelligence
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Registered advisor
J•••• R•• S••••
Feed of 09/14/2026
At current firm
12 y
since Jan 24, 2014
In the industry
21 y
since Jul 9, 2005 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jan 24, 2014 · Fort Myers, Fl
- M•• F•••••••• S•••••••• I••• formerJul 3, 2007 to Feb 4, 2014 · Ft. Myers, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDJul 19, 2005 to Jul 9, 2007 · Fort Myers, Fl
Moves
a registration end followed by a registration begin elsewhere
- M•• F•••••••• S•••••••• I••• to L•• F•••••••• L••left Feb 4, 2014, registered Jan 24, 2014 (-11 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to M•• F•••••••• S•••••••• I•••left Jul 9, 2007, registered Jul 3, 2007 (-6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address