DFX Intelligence
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Registered advisor
B•••••• M•• A•••
Feed of 09/14/2026
Also filed as B•••••• M•• W•••
At current firm
6 y
since Oct 9, 2019
In the industry
19 y
since May 9, 2007 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Oct 9, 2019 · Salt Lake City, Ut
- R•• C•••••• M••••••• L•• national BDJun 4, 2009 to Oct 22, 2019 · Salt Lake City, Ut
- U•• F•••••••• S••••••• I••• wirehouseMay 23, 2007 to Jun 17, 2009 · Salt Lake City, Ut
Moves
a registration end followed by a registration begin elsewhere
- R•• C•••••• M••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Oct 22, 2019, registered Oct 9, 2019 (-13 days) · Affiliated broker-dealer or bank to another
- U•• F•••••••• S••••••• I••• to R•• C•••••• M••••••• L••left Jun 17, 2009, registered Jun 4, 2009 (-13 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address